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SEC Exams to Include ESG Focus in 2023
Cadwalader Wickersham & Taft LLP • February 22, 2023
"On February 7, the Division of Examinations of the U.S. Securities and Exchange Commission (SEC) announced the publication of its 2023 examination priorities, which include a focus on ESG-related advisory services and fund offerings."
"In its press release, the SEC stated that “the Division will continue its focus on ESG-related advisory services and fund offerings, including whether funds are operating in the manner set forth in their disclosures."
Link: https://www.lexology.com/library/detail.aspx?g=93e34ab5-c745-411a-a70f-718a9a7ceecc
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